Trade confirmation settlement capture
For Investment operations settlement teams
Prepare instrument, quantity, price and settlement date from a broker trade confirmation with fields you can edit. Trade reconciliation external.
25 free credits/month · No card needed
See the workflow and review checksInspect a document example.
Synthetic documents · Expected output- account last four
- 0042
- trade reference
- DEMO-TRADE-0042
- trade date
- 2026-09-30
- settlement date
- 2026-09-30
- instrument description
- Example instrument description - synthetic
- quantity
- 1
- stated price
- 1250
- stated net amount
- 1250
{
"account_last_four": "0042",
"trade_reference": "DEMO-TRADE-0042",
"trade_date": "2026-09-30",
"settlement_date": "2026-09-30",
"instrument_description": "Example instrument description - synthetic",
"quantity": 1,
"stated_price": 1250,
"stated_net_amount": 1250
}A complete synthetic document with the visible values shown below. Real responses also include model-reported confidence, validation and result status. Test your own file with this schema.
When this work lands on your desk
A broker trade confirmation arrives for investment operations settlement teams. The next step needs instrument, quantity, price and settlement date, recorded under the correct document reference before the information enters your accounting review queue.
A confirmation includes a trade date and a later settlement date. Capture the stated quantity and net amount without executing or reconciling the trade. This schema keeps the source labels and values explicit so the reviewer can resolve the issue before downstream use.
Start with the documents you already collect
- Broker trade confirmation PDFs
- Scanned or photographed broker trade confirmation pages
PDF, JPEG, PNG, TIFF, or WEBP. Send one file per extraction call; create separate schemas when the document types need different fields.
Define the fields
Open the starter schema. Edit field descriptions, mark the values your process requires, and save it in your account.
Extract at intake
Send the document and saved schema slug to
POST /api/v1/extract, or collect the file through a branded upload site.Hand off reviewed data
After checking account last four, trade reference, trade date, your application maps the reviewed record into your accounting review queue. Keep the original document reference with the result. Trade reconciliation external. Dokyumi processes one file with a saved schema; your application owns record matching, business rules and updates to other systems.
A schema shaped around the next step.
Start with these fields, then adjust them to match your documents and destination system. The example above shows the data object you are asking Dokyumi to extract.
Download editable starter schemaChoose required fields for your process. The starter schema preserves any defined nested fields; refine line-item structures and test them on representative files.
| Field | Type | What to capture |
|---|---|---|
account_last_four | string | Only the visible last four account digits. Preserve leading zeros; do not reconstruct hidden digits. |
trade_reference | string | Trade reference exactly as printed in this broker trade confirmation. Preserve identifiers and qualifiers; do not look up or infer missing information. |
trade_date | date | Trade date explicitly printed in this broker trade confirmation. Keep it distinct from other dates; leave it empty if no calendar date is stated. |
settlement_date | date | Settlement date explicitly printed in this broker trade confirmation. Keep it distinct from other dates; leave it empty if no calendar date is stated. |
instrument_description | string | Instrument description exactly as printed in this broker trade confirmation. Preserve identifiers and qualifiers; do not look up or infer missing information. |
quantity | number | Quantity as reported in this broker trade confirmation. Preserve the labeled measure and its unit; do not estimate it. |
stated_price | currency | Stated price explicitly labeled in this broker trade confirmation. Preserve its sign and stated currency; do not calculate a missing amount. |
stated_net_amount | currency | Stated net amount explicitly labeled in this broker trade confirmation. Preserve its sign and stated currency; do not calculate a missing amount. |
Give exceptions a clear path to review.
Dokyumi returns a model-reported confidence map, validation details, and a completed or review status for produced results. Check required fields and your business rules before passing data onward.
A completed extraction describes the extraction result. Your application and reviewers own matching, approvals, routing, and updates to other systems.
Read the response contractChecks for this process
- A confirmation includes a trade date and a later settlement date. Capture the stated quantity and net amount without executing or reconciling the trade.
- Check trade date, settlement date against their own printed labels; leave an unstated date empty instead of deriving it.
- Check stated price, stated net amount for signs, decimal placement and stated currency before any downstream calculation or posting.
Prove the fit on a representative batch.
Test broker trade confirmation examples from the layouts your team actually receives. Include the exception described here: A confirmation includes a trade date and a later settlement date. Capture the stated quantity and net amount without executing or reconciling the trade. Compare the extracted account last four, trade reference, trade date and any line rows with a reviewer's checked reference before enabling downstream actions.
Compare extracted values with a reviewer’s reference set. Record corrections, unresolved fields, review time, and credits used before connecting downstream actions.
The free plan’s credit limits apply. Assisted pilots are scoped with Dokyumi before work begins.
Expand when the next process is ready
Add recurring extraction capacity when broker trade confirmation intake becomes routine. Reuse this field contract for layouts that express the same information; create a separate schema when the next document has different fields or review requirements.
For a tailored implementation
Discuss document volume, page lengths and schema setup for investment operations settlement teams. Bring difficult broker trade confirmation samples and the review requirements your implementation must preserve.
Talk through document mix and volumeStart small. Add capacity as intake grows.
All self-service plans include the REST API, upload-site webhooks, custom confidence thresholds, and schema inference. Choose by volume, schema count, and upload sites.
Each document uses one credit per 5 pages, rounded up. An 8-page file uses 2 credits. Self-service files can be up to 50 pages; larger files, custom-built schemas, and additional volume are quoted through Enterprise. Full pricing details
Questions about trade confirmation settlement capture
Which fields can I capture from a broker trade confirmation?
The starter schema contains account last four, trade reference, trade date, settlement date, instrument description, quantity, stated price, stated net amount. Edit those definitions and choose your required fields before saving. Array fields include defined sub-fields so row values have a validation structure.
What needs review in trade confirmation settlement capture?
A confirmation includes a trade date and a later settlement date. Capture the stated quantity and net amount without executing or reconciling the trade. Check the original source alongside model-reported confidence and validation output; completion status describes the extraction result, not the business decision.
How does this data reach your accounting review queue?
Save the schema, then send one supported PDF or image to POST /api/v1/extract with its slug. The response contains the data, model-reported confidence, validation and result status. Your application maps reviewed values to the destination; upload-site submissions can use a configured webhook. Trade reconciliation external.
How do I test this workflow on my own documents?
Start free with 25 credits per month, 2 schemas, and 1 branded upload site. The starter schema opens in the schema builder after sign-up. Edit the fields, save it, and upload a representative file through your account or the extraction API. Account documents are stored according to Dokyumi’s privacy policy; contact hello@dokyumi.com for deletion requests and retention requirements.